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Legal & Compliance

NewTower believes that strong internal controls are essential to its service to investors and to the performance of the funds NewTower manages. From the day NewTower opened for business, it has had an in-house legal and regulatory compliance office to provide regulatory and risk management services to management and the Board of Directors. The function is organized to report directly to the Board as well as to senior management in order to provide a degree of independence from management. The services cover the numerous rules and regulations governing NewTower as a bank, a trustee and a manager of pension fund and other investments.

Through close attention to its regulatory and compliance obligations, NewTower has successfully maintained a good relationship with its regulators and consistently achieved strong ratings in regulatory examinations.

The Legal and Compliance program is designed as a means of further assuring investors of NewTower's intent to put their interests first.



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NewTower Trust Company